FCC Customer Review Manager

1-1.8万

广州市本科不限经验

职位描述

Job Description:

Responsible for ensuring operations and services of all channels are compliant with all applicable AML regulations, internal policies and guidelines; and proper AML quality assurance program for the operations and services is in place.

1. To perform regular customer review and trigger event review for all AML risk levels;

Act as an reviewer/approver for regular review and trigger event review for different AML risk levels;

2. To perform Suspicious Transaction Reporting “STR” operations and post-reporting matter which include customer exit management;

3. To seek further clarifications with customer to complete Transaction Monitoring Self-Assessment Questionnaire “SAQ”;

4. To manage the team and oversight overall capacity, process which also includes resources and resilience support;

5. To communicate and coordinate with business units on AML related issues;

6. To comply with all applicable regulations, rules, codes, guidelines and standards set by regulators and the Bank, and carry out duties with high integrity;

7. To adhere to all established risk control guidelines, procedures and measures to identify, assess, report, mitigate and monitor the risks involved in the day-to-day work;

8. To take up ad-hoc projects and tasks as assigned by the supervisor.

Requirement:

Bachelor degree or above and minimum of 5 years’ experience in banking sector cover the following:

1. At least 3 years’ experience at managerial / supervisory role;

2. Sound knowledge and exposure in AML or compliance related issues;

3. Familiar with relevant bank policies, procedures, practices and rules;

4. Good communication skill and risk awareness;

5. PC literate with good knowledge of MS Office;

6. Good command of both spoken and written English and Chinese;

7. Holder of professional qualification(s) of AAMLP or CAMS is preferable.

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