Senior Specialist-HK CDD-Private Bank

- Perform independent review to ensure documentations and SOW corroborations of individual and non-individual client are sufficient and in case complex or multiple layer non-individual client to unwrap the structure to identify the documentations requirement for KYC purpose dictated by Group CDD procedures and AML Ordinance.

- To review client signing arrangement appointment and to identify the control gaps due to special signing arrangement request for management’s review.

- To review the completeness, accuracy and consistency of account documents and SOW corroborations to ensure adherence to the Group Client Due Diligence Policy, investment sales policies, U.S. tax requirements and regulatory guidelines.

- To provide constructive advice to PvB Frontline on the enquiries related to account opening documentations and client profile amendments.

- Ensure proper approval has been obtained before account opening according to the Group CDD procedure.

- Ensure client information in Banking systems (e.g. Cupid and etc) is correct.

- Analysis the gaps and provide reports to management and Operations Risk on the outstanding gap items and liaise with Frontline to close the gaps.

- Ensure prior approval has been granted by PvB Compliance and PvB Business for AML/AOD gap item(s).

- To prepare and maintain Desk Operating Instructions (DOI) for related account opening processes

- Responsible for the preparation of regular and ad hoc management report.

- Initiate/Support to liaise with relevant parties, e.g. Platform Managers, Operational Risk, Compliance & Chennai Hub etc. in streamlining existing processes to maximize productivity and efficiency in PvB.

IDEAL CANDIDATE

- End to end CDD process experience in private banking/HNW

- Experience on CDD experience for customer onboarding is preferable.

- Workable oral/written English and native in Cantonese.

【福利待遇Benefits】

1. 薪酬制度：基本工资、年终金、加班费/调休、年度调薪、试用期全额工资；

2. 福利保障：五险一金、补充性商业医疗保险、免费年度体检、高温津贴、节日福利；

3. 假期待遇：周末双休。除享有国家法定节假日外，还拥有至少12天带薪年假、15天带薪病假、3天志愿者假、婚假、产假以及陪产假、哺乳假、育儿假、独生子女陪护假等；

4. 弹性福利：商业医疗保险套餐可升级，根据业务安排可以居家办公；

5. 职业发展：线上线下培训，外部培训经费，内部转岗及晋升机会；

6. 工作环境：办公环境舒适，免费咖啡无限畅饮，食堂、休息区等；

7. 交通安排：紧邻3号线林和西地铁站，以及天河体育中心，交通饮食便利。